|
Client
|
Industry
|
Sub-Sector
|
Category
|
Sub-Category
|
Role
|
| 21st Century Cable |
Telecom |
Multichannel Video |
Private Placements |
Equity Private Placement |
Placement Agent |
| ACE Cogeneration Company |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| ACE Investment Partners |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| ADT |
Telecom |
Security Systems |
Mergers & Acquisitions Advisory |
Buy-Side |
Advisor |
| Airgas, Inc. (Jackson Products) |
Other |
Industrial |
Mergers & Acquisitions Advisory |
Sell-Side |
Joint Agent |
| AlphaStar Television Network |
Satellite |
Satellite Television |
Mergers & Acquisitions Advisory |
Sell-Side |
Advisor |
| American Mobile Satellite Corp. |
Satellite |
Mobile Satellite Services (MSS) |
Mergers & Acquisitions Advisory |
Fairness Opinions |
Sole |
| American Mobile Satellite Corp. |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
Initial Public Offerings |
Book |
| Amphenol |
Technology |
Technology |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| Ann Taylor |
Other |
Retail |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| Archer-Daniels-Midland |
Other |
Industrial |
Private Placements |
Debt Private Placement |
Placement Agent |
| Ardent Acquisition Corp. |
Technology |
Technology |
Mergers & Acquisitions Advisory |
Buy-Side |
Advisor |
| AT&T Latin America |
Telecom |
Telecom |
Advisory |
Corporate Finance Advisory |
Advisor |
| Auxilia |
Other |
High Altitude Airship Management |
Advisory |
Corporate Finance Advisory |
Advisor |
| Banyan Media Properties |
Media |
Radio |
Mergers & Acquisitions Advisory |
Buy-Side |
Advisor |
| Banyan Media Properties |
Media |
Radio |
Private Placements |
Equity Private Placement |
Placement Agent |
| Bell Canada |
Telecom |
Telecom |
Advisory |
Corporate Finance Advisory |
Advisor |
| Boeing - Connexion Division |
Satellite |
Airline |
Advisory |
Other Advisory |
Sole |
| Bowne & Co |
Media |
Publishing |
Private Placements |
Debt Private Placement |
Placement Agent |
| Bowne & Co. |
Media |
Publishing |
Mergers & Acquisitions Advisory |
Sell-Side |
Advisor |
| Bowne & Co. |
Media |
Publishing |
Mergers & Acquisitions Advisory |
Buy-Side |
Advisor |
| Bridge Oil |
Other |
Oil & Gas |
Advisory |
Corporate Finance Advisory |
Advisor |
| Burlington Industries |
Other |
Industrial |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| California Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| California Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| CapMac |
Other |
Other |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| ChoiceOne Communications |
Telecom |
CLEC |
Public Offerings |
Secondary Offerings |
Co-manager |
| Compression Inc. |
Technology |
Technology |
Private Placements |
Equity Private Placement |
Placement Agent |
| Comsat Corporation |
Satellite |
Fixed Satellite Services (FSS) |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Constellation Energy |
Other |
Energy |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| CPF Funding Inc |
Other |
Financial Services |
Senior Debt |
Senior Credit Underwriting |
Sole |
| Crown Castle International |
Telecom |
Towers |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| Destec Energy (Badger Creek Cogen) |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Enterprises Shipping |
Other |
Shipping |
Public Offerings |
High Yield Debt |
Book |
| Ethan Allen |
Other |
Retail |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| Finlay Enterprises |
Other |
Consumer Products |
Public Offerings |
High Yield Debt |
Book |
| Finlay Fine Jewelry Corporation |
Other |
Consumer Products |
Public Offerings |
High Yield Debt |
Book |
| First International (Shell) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| General Development Corp. |
Other |
Other |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Global Towers |
Telecom |
Towers |
Private Placements |
Debt Private Placement |
Non-exclusive Agent |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Golden State Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| Golden State Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| G-Tech |
Technology |
Network Management |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| Hanes Holding Company |
Other |
Industrial |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| HBO & Company |
Media |
Media |
Public Offerings |
Secondary Offerings |
Co-manager |
| Hughes Space & Communications |
Satellite |
Space Segment |
Mergers & Acquisitions Advisory |
Fairness Opinions |
Sole |
| ICO Global Communications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Book |
| ICO Global Communications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
Initial Public Offerings |
Book |
| ICO Global Communications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
Secondary Offerings |
Book |
| Jos. A. Bank Clothiers |
Other |
Retail |
Public Offerings |
Initial Public Offerings |
Book |
| Key Education |
Technology |
Technology |
Private Placements |
Equity Private Placement |
Placement Agent |
| Korean Investment Fund |
Other |
Financial Services |
Public Offerings |
Initial Public Offerings |
Co-manager |
| Lexmark International |
Technology |
Technology |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| Live Oak Cogeneration Project |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Lockheed Martin Global Telecom |
Telecom |
Aerospace |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Lockheed Martin Global Telecom |
Telecom |
Aerospace |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Loews Corporation |
Other |
Diversified |
Public Offerings |
Investment Grade Debt |
Sole |
| Long Lake Energy Corp. |
Other |
Energy |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Long Lake Energy Corp. |
Other |
Energy |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Loral Space & Communications |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
Secondary Offerings |
Co-manager |
| Loral Space & Communications |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Loral Space & Communications |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Mobile Telecommunications Tech. |
Telecom |
Telecom |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Mobile Telecommunications Tech. |
Telecom |
Telecom |
Public Offerings |
Initial Public Offerings |
Book |
| Monitronics International |
Telecom |
Security Systems |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| Mountain Union Telecom |
Telecom |
Towers |
Private Placements |
Debt Private Placement |
Non-exclusive Agent |
| New Line Cinema |
Media |
Media |
Public Offerings |
Initial Public Offerings |
Co-manager |
| Nextel Communications |
Telecom |
Wireless |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| Nextel Partners |
Telecom |
Wireless |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| NorthPoint Communications |
Telecom |
CLEC |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| NTN Communications |
Media |
Entertainment |
Advisory |
Corporate Finance Advisory |
Advisor |
| OnePoint Communications |
Telecom |
Multichannel Video |
Senior Debt |
Senior Credit Underwriting |
Sole |
| Oslo Seismic Services (PGS) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Book |
| PanAmSat Capital Corp. |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Book |
| PanAmSat, L.P. |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Book |
| People's Choice TV |
Telecom |
Wireless Cable |
Mergers & Acquisitions Advisory |
Sell-Side |
Advisor |
| People's Choice TV |
Telecom |
Wireless Cable |
Public Offerings |
Secondary Offerings |
Co-manager |
| Petro Geo-Services |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Book |
| Petroleum Geo-Services |
Other |
Oil & Gas |
Public Offerings |
Secondary Offerings |
Co-manager |
| Price Communications |
Telecom |
Wireless |
Public Offerings |
High Yield Debt |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
High Yield Debt |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
High Yield Debt |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
Secondary Offerings |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
Initial Public Offerings |
Co-manager |
| Reliance Electric |
Technology |
Technology |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| RHI Entertainment |
Other |
Entertainment |
Public Offerings |
Initial Public Offerings |
Book |
| Satellite Mexicanos |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Co-lead |
| Satellite Mexicanos |
Satellite |
Fixed Satellite Services (FSS) |
Senior Debt |
Bridge Loans |
Co-lead |
| SBA Communications |
Telecom |
Towers |
Public Offerings |
Secondary Offerings |
Co-manager |
| SBA Communications |
Telecom |
Towers |
Senior Debt |
Senior Credit Underwriting |
Co-manager |
| Schneider S.A./Square D |
Technology |
Technology |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Public Offerings |
Investment Grade Debt |
Co-manager |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Public Offerings |
Investment Grade Debt |
Co-manager |
| Shared Tower Sites |
Telecom |
Towers |
Private Placements |
Debt Private Placement |
Non-exclusive Agent |
| Sithe Energies (Oxnard) |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Sithe Energies, Inc. |
Other |
Energy |
Public Offerings |
Initial Public Offerings |
Co-manager |
| Sithe/Independence |
Other |
Energy |
Public Offerings |
Investment Grade Debt |
Co-manager |
| Space Imaging |
Satellite |
Satellite Imaging |
Advisory |
Other Advisory |
Sole |
| Specialty Foods |
Other |
Food |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Specialty Foods |
Other |
Food |
Public Offerings |
High Yield Debt |
Book |
| Specialty Foods |
Other |
Food |
Public Offerings |
High Yield Debt |
Book |
| Specialty Foods |
Other |
Food |
Public Offerings |
High Yield Debt |
Book |
| SpectraSite Communications |
Telecom |
Towers |
Public Offerings |
High Yield Debt |
Co-manager |
| SpectraSite Communications |
Telecom |
Towers |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| TCI Satellite Entertainment |
Satellite |
Satellite Telecom |
Advisory |
Other Advisory |
Co-advisor |
| TCI Satellite Entertainment |
Satellite |
Satellite Telecom |
Public Offerings |
High Yield Debt |
Co-lead |
| TCI Satellite Entertainment |
Satellite |
Satellite Telecom |
Public Offerings |
High Yield Debt |
Co-lead |
| Tee-Comm Electronics |
Satellite |
Satellite Television |
Public Offerings |
High Yield Debt |
Co-lead |
| Tee-Comm Electronics |
Satellite |
Satellite Television |
Public Offerings |
Secondary Offerings |
Co-lead |
| Telesoft |
Telecom |
Telecom |
Advisory |
Corporate Finance Advisory |
Advisor |
| Telesoft/Goodnet |
Media |
Internet |
Mergers & Acquisitions Advisory |
Sell-Side |
Advisor |
| Telocity Inc. |
Telecom |
Telecom |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Thompson Pipe & Steel |
Other |
Industrial |
Mergers & Acquisitions Advisory |
Sell-Side |
Advisor |
| Tower Ventures |
Telecom |
Towers |
Private Placements |
Debt Private Placement |
Non-exclusive Agent |
| Trintel Communications |
Telecom |
Towers |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| Turner Broadcasting System |
Media |
Media |
Mergers & Acquisitions Advisory |
Fairness Opinions |
Sole |
| United Development Group |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Universal Space Network |
Satellite |
Satellite Telecom |
Private Placements |
Equity Private Placement |
Sole |
| VCommand |
Technology |
Technology |
Private Placements |
Equity Private Placement |
Placement Agent |
| Veridian |
Other |
Energy |
Public Offerings |
Initial Public Offerings |
Book |
| Vertex Communications |
Telecom |
Telecom |
Advisory |
Other Advisory |
Sole |
| Wasserstein Perella |
Other |
Financial Services |
Senior Debt |
Senior Credit Underwriting |
Sole |
| Westinghouse Security Systems |
Telecom |
Security Systems |
Senior Debt |
Senior Credit Underwriting |
Co-lead |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Advisory |
Other Advisory |
Sole |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Advisory |
Other Advisory |
Sole |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Private Placements |
Debt Private Placement |
Advisor |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Private Placements |
Equity Private Placement |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Private Placements |
Debt Private Placement |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
Secondary Offerings |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
High Yield Debt |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
Initial Public Offerings |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
High Yield Debt |
Co-book |