| Client |
Industry |
Sub-Sector |
Category |
Sub-Category |
Role |
| ACE Cogeneration Company |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| ACE Investment Partners |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Airgas, Inc. (Jackson Products) |
Other |
Industrial |
Mergers & Acquisitions Advisory |
Sell-Side |
Joint Agent |
| American Mobile Satellite Corp. |
Satellite |
Mobile Satellite Services (MSS) |
Mergers & Acquisitions Advisory |
Fairness Opinions |
Sole |
| American Mobile Satellite Corp. |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
Initial Public Offerings |
Book |
| Boeing - Connexion Division |
Satellite |
Airline |
Advisory |
Other Advisory |
Sole |
| California Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| California Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| Comsat Corporation |
Satellite |
Fixed Satellite Services (FSS) |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Constellation Energy |
Other |
Energy |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Destec Energy (Badger Creek Cogen) |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Enterprises Shipping |
Other |
Shipping |
Public Offerings |
High Yield Debt |
Book |
| Finlay Enterprises |
Other |
Consumer Products |
Public Offerings |
High Yield Debt |
Book |
| Finlay Fine Jewelry Corporation |
Other |
Consumer Products |
Public Offerings |
High Yield Debt |
Book |
| First International (Shell) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| General Development Corp. |
Other |
Other |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Globalstar Telecommunications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Golden State Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| Golden State Petroleum (Chevron) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Sole |
| Hanes Holding Company |
Other |
Industrial |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| HBO & Company |
Media |
Media |
Public Offerings |
Secondary Offerings |
Co-manager |
| Hughes Space & Communications |
Satellite |
Space Segment |
Mergers & Acquisitions Advisory |
Fairness Opinions |
Sole |
| ICO Global Communications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
High Yield Debt |
Book |
| ICO Global Communications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
Initial Public Offerings |
Book |
| ICO Global Communications |
Satellite |
Mobile Satellite Services (MSS) |
Public Offerings |
Secondary Offerings |
Book |
| Jos. A. Bank Clothiers |
Other |
Retail |
Public Offerings |
Initial Public Offerings |
Book |
| Korean Investment Fund |
Other |
Financial Services |
Public Offerings |
Initial Public Offerings |
Co-manager |
| Live Oak Cogeneration Project |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Lockheed Martin Global Telecom |
Telecom |
Aerospace |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Lockheed Martin Global Telecom |
Telecom |
Aerospace |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Loews Corporation |
Other |
Diversified |
Public Offerings |
Investment Grade Debt |
Sole |
| Long Lake Energy Corp. |
Other |
Energy |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Long Lake Energy Corp. |
Other |
Energy |
Mergers & Acquisitions Advisory |
Sell-Side |
Sole |
| Loral Space & Communications |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
Secondary Offerings |
Co-manager |
| Loral Space & Communications |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Loral Space & Communications |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Co-manager |
| Mobile Telecommunications Tech. |
Telecom |
Telecom |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Mobile Telecommunications Tech. |
Telecom |
Telecom |
Public Offerings |
Initial Public Offerings |
Book |
| New Line Cinema |
Media |
Media |
Public Offerings |
Initial Public Offerings |
Co-manager |
| Oslo Seismic Services (PGS) |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Book |
| PanAmSat Capital Corp. |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Book |
| PanAmSat, L.P. |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Book |
| Petro Geo-Services |
Other |
Oil & Gas |
Public Offerings |
Investment Grade Debt |
Book |
| Petroleum Geo-Services |
Other |
Oil & Gas |
Public Offerings |
Secondary Offerings |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
High Yield Debt |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
High Yield Debt |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
Secondary Offerings |
Co-manager |
| Primus Telecommunications |
Telecom |
Telecom |
Public Offerings |
Initial Public Offerings |
Co-manager |
| RHI Entertainment |
Other |
Entertainment |
Public Offerings |
Initial Public Offerings |
Book |
| Satellite Mexicanos |
Satellite |
Fixed Satellite Services (FSS) |
Public Offerings |
High Yield Debt |
Co-lead |
| Satellite Mexicanos |
Satellite |
Fixed Satellite Services (FSS) |
Senior Debt |
Bridge Loans |
Co-lead |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Public Offerings |
Investment Grade Debt |
Co-manager |
| Sealed Air Corporation |
Other |
Packaging & Containers |
Public Offerings |
Investment Grade Debt |
Co-manager |
| Sithe Energies (Oxnard) |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Sithe Energies, Inc. |
Other |
Energy |
Public Offerings |
Initial Public Offerings |
Co-manager |
| Sithe/Independence |
Other |
Energy |
Public Offerings |
Investment Grade Debt |
Co-manager |
| Space Imaging |
Satellite |
Satellite Imaging |
Advisory |
Other Advisory |
Sole |
| Specialty Foods |
Other |
Food |
Mergers & Acquisitions Advisory |
Buy-Side |
Sole |
| Specialty Foods |
Other |
Food |
Public Offerings |
High Yield Debt |
Book |
| Specialty Foods |
Other |
Food |
Public Offerings |
High Yield Debt |
Book |
| Specialty Foods |
Other |
Food |
Public Offerings |
High Yield Debt |
Book |
| TCI Satellite Entertainment |
Satellite |
Satellite Telecom |
Advisory |
Other Advisory |
Co-advisor |
| TCI Satellite Entertainment |
Satellite |
Satellite Telecom |
Public Offerings |
High Yield Debt |
Co-lead |
| TCI Satellite Entertainment |
Satellite |
Satellite Telecom |
Public Offerings |
High Yield Debt |
Co-lead |
| Turner Broadcasting System |
Media |
Media |
Mergers & Acquisitions Advisory |
Fairness Opinions |
Sole |
| United Development Group |
Other |
Energy |
Structured Financings |
Project Financings |
Sole |
| Universal Space Network |
Satellite |
Satellite Telecom |
Private Placements |
Equity Private Placement |
Sole |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Advisory |
Other Advisory |
Sole |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Advisory |
Other Advisory |
Sole |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Private Placements |
Debt Private Placement |
Advisor |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Private Placements |
Equity Private Placement |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Private Placements |
Debt Private Placement |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
Secondary Offerings |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
High Yield Debt |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
Initial Public Offerings |
Co-book |
| XM Satellite Radio |
Satellite |
Satellite Radio (DARS) |
Public Offerings |
High Yield Debt |
Co-book |